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	<title>The Anton Legal Group</title>
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		<title>FINRA Sanctions Four Firms $9.1 Million for Stockbroker Fraud (Part 1)</title>
		<link>http://www.antonlegalgroup.com/uncategorized/finra-sanctions-firms-9-1-million-stockbroker-fraud-part-1/</link>
		<comments>http://www.antonlegalgroup.com/uncategorized/finra-sanctions-firms-9-1-million-stockbroker-fraud-part-1/#comments</comments>
		<pubDate>Thu, 03 May 2012 16:35:55 +0000</pubDate>
		<dc:creator>S. David Anton, Esq.</dc:creator>
				<category><![CDATA[Uncategorized]]></category>

		<guid isPermaLink="false">http://www.antonlegalgroup.com/?p=1222</guid>
		<description><![CDATA[Who was Sanctioned for Stockbroker Fraud? On May 1, 2012 the Financial Industry Regulatory Authority (FINRA) sanctioned Citigroup Global Markets, Inc; Morgan Stanley &#38; Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC  more than $9.1 million for stockbroker fraud. FINRA says it sanctioned the firms for selling “leveraged and inverse exchange-traded funds (ETFs) [...]]]></description>
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		<title>Stockbroker Fraud: FINRA Warnings on Non-Trade REITs (Part 4)</title>
		<link>http://www.antonlegalgroup.com/uncategorized/stockbroker-fraud-finra-warnings-non-trade-reits-part-4/</link>
		<comments>http://www.antonlegalgroup.com/uncategorized/stockbroker-fraud-finra-warnings-non-trade-reits-part-4/#comments</comments>
		<pubDate>Mon, 16 Apr 2012 15:54:02 +0000</pubDate>
		<dc:creator>S. David Anton, Esq.</dc:creator>
				<category><![CDATA[Uncategorized]]></category>

		<guid isPermaLink="false">http://www.antonlegalgroup.com/?p=1220</guid>
		<description><![CDATA[Stockbroker Fraud, Non-Trade REITs and Extra Risks Last time, we talked about an abundance of hidden fees on non-trade REITs making it easy to commit stockbroker fraud and, at least, eating up your dividends and principal. Today I’d like to finish with a couple more high-risk factors involved with non-trade REITs. Look out for: Investment [...]]]></description>
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		<title>Stockbroker Fraud: FINRA’s Warning on Non-Trade REITs (Part 3)</title>
		<link>http://www.antonlegalgroup.com/uncategorized/stockbroker-fraud-finras-warning-non-trade-reits-part-3/</link>
		<comments>http://www.antonlegalgroup.com/uncategorized/stockbroker-fraud-finras-warning-non-trade-reits-part-3/#comments</comments>
		<pubDate>Thu, 12 Apr 2012 14:04:55 +0000</pubDate>
		<dc:creator>S. David Anton, Esq.</dc:creator>
				<category><![CDATA[Uncategorized]]></category>

		<guid isPermaLink="false">http://www.antonlegalgroup.com/?p=1217</guid>
		<description><![CDATA[Stockbroker Fraud, Non-Trade REITs and Tax Consequences If you are caught investing in an REIT that is actually a stockbroker fraud, you could loose much more than your investment. Distributions for REITs are subject to different tax rates based on where the capital comes from. To recap on parts 1 and 2 of this blog, [...]]]></description>
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		<title>Stockbroker Fraud: FINRA’s Warning on Non-Trade REITs (cont)</title>
		<link>http://www.antonlegalgroup.com/securities-arbritration/stockbroker-fraud-finra/</link>
		<comments>http://www.antonlegalgroup.com/securities-arbritration/stockbroker-fraud-finra/#comments</comments>
		<pubDate>Thu, 08 Mar 2012 15:48:01 +0000</pubDate>
		<dc:creator>S. David Anton, Esq.</dc:creator>
				<category><![CDATA[Securities Arbritration]]></category>
		<category><![CDATA[Anton Legal Group]]></category>
		<category><![CDATA[FINRA certified attorney]]></category>
		<category><![CDATA[FINRA Certified lawyer]]></category>
		<category><![CDATA[securities mediation and arbitration lawyer tampa]]></category>
		<category><![CDATA[stockbroker fraud]]></category>

		<guid isPermaLink="false">http://www.antonlegalgroup.com/?p=1210</guid>
		<description><![CDATA[Non-Trade REITs and a Stockbroker Fraud’s Easy Money In today’s blog, we are going to dig deeper into stockbroker fraud and FINRA’s warnings on non-trade REITs. Problem with Non-Trade REITs: Seemingly attractive periodic distributions may be based on borrowed funds or a return of the investor’s principal, hiding an actual loss of value. There are no guarantees you will [...]]]></description>
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		<title>Stockbroker Fraud: FINRA’s warning on Non-Traded REITs</title>
		<link>http://www.antonlegalgroup.com/securities-arbritration/stockbroker-fraud-finras-warning-non-trade-reits/</link>
		<comments>http://www.antonlegalgroup.com/securities-arbritration/stockbroker-fraud-finras-warning-non-trade-reits/#comments</comments>
		<pubDate>Thu, 01 Mar 2012 14:11:15 +0000</pubDate>
		<dc:creator>S. David Anton, Esq.</dc:creator>
				<category><![CDATA[Securities Arbritration]]></category>
		<category><![CDATA[Anton Legal Group]]></category>
		<category><![CDATA[David Anton]]></category>
		<category><![CDATA[Financial Industry Regulatory Authority (FINRA)]]></category>
		<category><![CDATA[FINRA certified attorney]]></category>
		<category><![CDATA[FINRA Certified lawyer]]></category>
		<category><![CDATA[Florida]]></category>
		<category><![CDATA[Securities Arbitration]]></category>
		<category><![CDATA[securities mediation and arbitration lawyer tampa]]></category>
		<category><![CDATA[www.antonlegalgroup.com]]></category>

		<guid isPermaLink="false">http://www.antonlegalgroup.com/?p=1197</guid>
		<description><![CDATA[Non-Trade REITs Make Stockbroker Fraud a Snap There’s been a rocky road and loss of faith in the stock market for a while now. With interest rates at an all time low, investors are looking for a better return on their investment. One of those higher yield investments is the real estate investment trust (REIT). [...]]]></description>
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		<title>Securities Arbitration: Auction Misrepresentation</title>
		<link>http://www.antonlegalgroup.com/securities-arbritration/securities-arbitration-auction-misrepresentation/</link>
		<comments>http://www.antonlegalgroup.com/securities-arbritration/securities-arbitration-auction-misrepresentation/#comments</comments>
		<pubDate>Thu, 23 Feb 2012 14:43:55 +0000</pubDate>
		<dc:creator>S. David Anton, Esq.</dc:creator>
				<category><![CDATA[Securities Arbritration]]></category>
		<category><![CDATA[Anton Legal Group]]></category>
		<category><![CDATA[David Anton]]></category>
		<category><![CDATA[FINRA certified attorney]]></category>
		<category><![CDATA[FINRA Certified lawyer]]></category>
		<category><![CDATA[Florida]]></category>
		<category><![CDATA[Securities Arbitration]]></category>
		<category><![CDATA[securities mediation and arbitration lawyer tampa]]></category>
		<category><![CDATA[www.antonlegalgroup.com]]></category>

		<guid isPermaLink="false">http://www.antonlegalgroup.com/?p=1193</guid>
		<description><![CDATA[Major Companies Embroiled in Securities Arbitration Case Stockbroker fraud is not just a crime perpetrated by small time con-artists. It is a large scale problem forcing investors to file more and more securities arbitration cases against major firms. Just because a firm is large or has a recognizable name does not mean you are safe! Regardless of [...]]]></description>
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		<slash:comments>0</slash:comments>
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		<title>Even Nuns Fall Victim to Securities Fraud</title>
		<link>http://www.antonlegalgroup.com/securities-arbritration/nuns-fall-victim-securities-fraud/</link>
		<comments>http://www.antonlegalgroup.com/securities-arbritration/nuns-fall-victim-securities-fraud/#comments</comments>
		<pubDate>Thu, 16 Feb 2012 14:59:11 +0000</pubDate>
		<dc:creator>S. David Anton, Esq.</dc:creator>
				<category><![CDATA[Securities Arbritration]]></category>
		<category><![CDATA[Anton Legal Group]]></category>
		<category><![CDATA[David Anton]]></category>
		<category><![CDATA[Florida]]></category>
		<category><![CDATA[Securities Arbitration]]></category>
		<category><![CDATA[securities mediation and arbitration lawyer tampa]]></category>
		<category><![CDATA[www.antonlegalgroup.com]]></category>

		<guid isPermaLink="false">http://www.antonlegalgroup.com/?p=1188</guid>
		<description><![CDATA[The Churning Securities Fraud Churning is a type of securities fraud where a broker buys and sells securities with your account to excess, in order to generate commissions and fees. The broker or brokerage firm does this solely to increase the fees owed to them from your account, without any regard for you as a client or [...]]]></description>
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		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Investigate Before You Invest</title>
		<link>http://www.antonlegalgroup.com/securities-arbritration/securities-arbitration-lawyer/</link>
		<comments>http://www.antonlegalgroup.com/securities-arbritration/securities-arbitration-lawyer/#comments</comments>
		<pubDate>Thu, 12 Jan 2012 16:10:02 +0000</pubDate>
		<dc:creator>S. David Anton, Esq.</dc:creator>
				<category><![CDATA[Securities Arbritration]]></category>
		<category><![CDATA[Anton Legal Group]]></category>
		<category><![CDATA[FINRA certified attorney]]></category>
		<category><![CDATA[FINRA Certified lawyer]]></category>
		<category><![CDATA[Securities Arbitration]]></category>
		<category><![CDATA[securities mediation and arbitration lawyer tampa]]></category>

		<guid isPermaLink="false">http://www.antonlegalgroup.com/?p=1180</guid>
		<description><![CDATA[In my last blog on securities arbitration, I promised to talk about how to investigate your broker or brokerage firm before you invest, and help save yourself from the need for securities litigation. Step 1. Investigate the licensing of the broker and brokerage firm. Investigate the license of all parties involved before you consider if you’d [...]]]></description>
		<wfw:commentRss>http://www.antonlegalgroup.com/securities-arbritration/securities-arbitration-lawyer/feed/</wfw:commentRss>
		<slash:comments>0</slash:comments>
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		<title>Securities Arbitration and Securities Litigation: How do I know if I need them? (Part 4)</title>
		<link>http://www.antonlegalgroup.com/securities-arbritration/securities-arbitration-securities-litigation-lawyer-4/</link>
		<comments>http://www.antonlegalgroup.com/securities-arbritration/securities-arbitration-securities-litigation-lawyer-4/#comments</comments>
		<pubDate>Wed, 04 Jan 2012 17:34:44 +0000</pubDate>
		<dc:creator>S. David Anton, Esq.</dc:creator>
				<category><![CDATA[Securities Arbritration]]></category>
		<category><![CDATA[Anton Legal Group]]></category>
		<category><![CDATA[David Anton]]></category>
		<category><![CDATA[FINRA certified attorney]]></category>
		<category><![CDATA[FINRA Certified lawyer]]></category>
		<category><![CDATA[Securities Arbitration]]></category>
		<category><![CDATA[securities mediation and arbitration lawyer tampa]]></category>

		<guid isPermaLink="false">http://www.antonlegalgroup.com/?p=1172</guid>
		<description><![CDATA[Last time, in my blog about securities litigation, we discussed some information about securities mediation. Today, this Tampa lawyer and certified arbitrator would like to give some more details about securities arbitration and help see if the arbitration process may be right for you. Now that you&#8217;ve tried other dispute resolution techniques, it’s time to decide whether [...]]]></description>
		<wfw:commentRss>http://www.antonlegalgroup.com/securities-arbritration/securities-arbitration-securities-litigation-lawyer-4/feed/</wfw:commentRss>
		<slash:comments>0</slash:comments>
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		<title>Securities Arbitration and Securities Litigation: How do I know if I need them? (Part 3)</title>
		<link>http://www.antonlegalgroup.com/securities-arbritration/securities-arbitration-lawyer-part-3/</link>
		<comments>http://www.antonlegalgroup.com/securities-arbritration/securities-arbitration-lawyer-part-3/#comments</comments>
		<pubDate>Thu, 15 Dec 2011 15:44:08 +0000</pubDate>
		<dc:creator>S. David Anton, Esq.</dc:creator>
				<category><![CDATA[Securities Arbritration]]></category>
		<category><![CDATA[Anton Legal Group]]></category>
		<category><![CDATA[FINRA Certified lawyer]]></category>
		<category><![CDATA[Securities Arbitration]]></category>
		<category><![CDATA[securities mediation and arbitration lawyer tampa]]></category>

		<guid isPermaLink="false">http://www.antonlegalgroup.com/?p=1166</guid>
		<description><![CDATA[Our next stop on our tour of securities litigation is the mediator. The mediator’s role is to guide all involved parties towards your own solution by helping you to define the issues clearly and understand each other&#8217;s position. “ Unlike an arbitrator or a judge, the mediator has no authority to decide the settlement or even [...]]]></description>
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